Westergren erythrocyte
sedimentation rate (ESR), or physician or patient global assessments] and
lasting for at least 2 months after the treatment period (16). A
complete response, that is, disease remission (17) with discontinuation of
nonsteroidal anti-inflammatory drug (NSAID), occurred in one patient
previously on methotrixate and continued for 26 months. There were no
adverse effects. Based on the results of this phase I study, a
placebo-controlled, phase II trial was undertaken to determine whether
clinical efficacy could be demonstrated.
For this phase II trial, 60 patients with severe, active rheumatoid
arthritis and who met eligibility criteria (18) gave informed consent (19)
and were entered into the study. They were withdrawn from immuno-suppressive
drugs if they had been taking them (20) and randomized (21) to either a
treatment identical to that used in the phase I trial (15) or an
indistinguishable placebo (22) to be taken orally for a consecutive 90-day
period. Both patients and investigators, except those responsible for
medication (23), were masked as to treatment. Assessments were performed by
the same investigator (D.E.T.) At the initiation of treatment and a 1,2, and
3, months, generally at the same time of day (24).
At the conclusion of the study, 59 of the 60 patients were considered
evaluable (25); 28 had received collagen and 31 placebo. On entry,
demographic, clinical, and laboratory parameters were similar in both groups
(Table 1) (26). Relative to entry, there was significant (P >0.05)
improvement in the number of swollen joints, the number of tender or painful
joints, joint-swelling and tenderness indices, and 15-m walk time at months
1, 2, and 3 in the colagen group as compared with placebo patients, except
for the number of tender or painful joints at month 2 (P = 0.06) (Table 2). Among the collagen patients (14%), as compared with none in the placebo
group, had complete resolution of disease (27). Table 3 indicates the
patients' status by other outcome measures (16, 21, 28). Stability or
improvement while patients were off immunosuppressives occurred in the
collagen group, whereas patients in the placebo group tended to deteriorate. In alternative analyses that reduce the influence of the four placebo
patients who withdrew from the trial (25), a similar significant (P >0.05)
improvement from collagen was seen (29). A placebo effect resembling that
encountered in other RA trials (30) was also observed. Four patients (13%)
in the placebo group exhibited substantial benefit (16) and attained
functional class I ranking. This observation reaffirms the critical
importance of placebo-controlled evaluations in rheumatoid arthritis. No
side effects or significant changes in laboratory values, including
rheumatoid factor and antibodies to type II collagen, were noted. There was
no evidence of sensitization to collagen, as measured by antibodies to type
II collagen. Attempts to assess T cell responses to type II collagen,
including release of transforming growth factor-B (TGF-8), were unsuccessful
because of the difficulty in demonstrating reactivity to type II collagen in
the peripheral blood of RA patients. None of the baseline features,
including the presence of collagen antibodies, HLA haplotype, or sex, were
associated with responsiveness to collagen (31).
This controlled trial provides
evidence that oral administration of small quantities of solubilized native
heterologous type II collagen is both safe and can improve the clinical
manifestations of active rheumatoid arthritis. Baseline values were
determined while 64% of the collagen-treated patients were on
immunosuppressive drugs (usually methotrexate or 6-merca[topurine), and
further improvement occurred with collagen treatment. If longer term
efficacy is established, oral collagen would be a preferable treatment
because it is not toxic. Although it is possible that the disease could
be exacerbated or an allergy to the oral antigen could develop, this was not
observed in our study, in animals(6-11, 13, 14), in multiple sclerosis
patients given oral myelin for as long as 3 years (12), or in uveitis
patients treated with retinal S-antigen (32). All patients in the phase
II trial and open-label trial had collagen discontinued after 3 months. Four
patients in the pilot study who improved while on collagen experienced a
relapse about 3 months after cessation of therapy followed by benefit with
reinitiation of collagen. In animals, protective effects of oral tolerance
appear to last for 2 to 3 months after termination of antigen feeding (6).
Recrudescence of disease after discontinuation of oral toleragen has also
occurred in multiple sclerosis (12) and uveitis (32) patients. It therefore
appears that additional administration is required to maintain the clinical
effects of oral tolerance.
On the basis of studies of oral tolerance in animals, two immunologic
mechanisms could explain the clinical response to collagen observed in this
study. Feeding type II collagen in RA cases may both anergize CD4+ type II
collagen autoreactive cells and generate major histocompatibility complex (MHC)
class I- or class II- restricted regulatory cells that sequester within
joint tissues and release cytokines that inactivate autoaggressive cells. In
animals, feeding large doses of antigen favors T cell anergy, whereas
multiple small doses favors the induction of regulatory T cells (33). In the
EAE model, feeding low doses of MBP activates MBP-specific regulatory cells
in gut lymphoid tissue (10). These cells are predominantly CD8+ and suppress
EAE by trafficking to the central nervous system and releasing
anti-inflammatory cytokines, such as TGF-8 and interleukin-r, when they
encounter MBP presented by MHC molecules in inflamed brain tissue. This
process, termed antigen-driven bystander suppression (10), implies that an
orally administered protein can down-regulate organ-specific autoimmune
disease as long as it is a constituent of the target tissue and is capable
of inducing regulatory I cells. It is not obligatory for the protein to have
the disease-inciting epitopes. Examples of bystander suppression include
ingibition of proteolipid protein (PLP) - induced EAE by orally administered
MBP (34), delay of diabetes in the non-obese diabetic mouse by oral insulin
(11), and abrogation of adjuvant arthritis by oral collagen (14). In all
three models, autoimmunity to the toleragen does not appear to initiate
disease. Accordingly, our data do not determine whither type II collagen is
the primary autoantigen in rheumatoid arthritis.
Although initial clinical efficacy of oral collagen has been shown,
questions concerning optimum dosing and long-term control of disease remain.
Nonetheless, this study demonstrates the therapeutic efficacy of oral
tolerance for a human autoimmune disease and provides the foundation for the
development of oral collagen as an easily administered nontoxic treatment
for rheumatoid arthritis.
Patient characteristics at entry. There were no
differences between groups (P>0.10) detected by either Fisher's exact test
or the Wilcoxon rank-sum test (age and disease duration).
| Characteristic |
Collagen Treatment (n=28) |
Placebo Treatment (n=31) |
| Age (years=SD) |
50.3 = 11.9 |
55.1 = 12.9 |
| Sex (% females) |
71 |
68 |
| Disease duration (years=SD) |
9.8 = 6.2 |
10.3 = 8.1 |
| Rheumatoid factor [%, (number tested)] |
74 (27) |
82 (28) |
| HLA-DR 4+ [%, (number tested)] |
46 (28) |
62 (29) |
| Collagen II antibody [%, titer greater than or equal to 2) |
32 |
13 |
| Prednisone (%, less than or equal to 10 mg/day) |
25 |
48 |
| Immunosuppressive* withdrawn (%) |
64 |
58 |
*Methotrexate, 6-mercaptopurine, azathioprine,
hydroxychloroquine, sulzasalzine, auranofin, cyclosporin, cyclophosphamide, or
pencillamine. Seven patients were receiving combinations of these drugs (20).
The remaining patients were not on immunosuppressive drugs at the time of entry
because of prior lack of response to toxicity to at least two of the drugs.
Disease variables in collagen- versus placebo-treated
patients (collagen/placebo) evaluated at entry = 28/31, 1 month = 27/29, 2
months = 26/26, and 3 months = 28/31; withdrawals were treated as described
(25); values shown are different from entry except for patient and physician
assessments which are given as percentages. There were no significant
differences between groups at entry (P > 0.05 for all variables by the
Wilcoxon rank-sum test or the x2 trend test for patient and
physcian assessments) (16). Comparisons between groups showed
significantly more improvement or less worsening in the collagen-treated
patients (P < 0.05 and P < 0.01).
Differences between physician assessments in collagen and placebo
patients were not significant but showed trends in favor of collagen at 1
month (P = 0.066 and 2 months (P = 0.06). Qualitatively similar results were
found when a two-way analysis of variance was used to adjust for prednsione
use. Significant improvement was also observed among collagen-treated
patients at 1, 2, and 3 months in terms of the number of swollen joints, the
swollen joint index, the number of tender joints, and the tenderness index (Students t test; all P values are <0.01, except at 3 months, for the
number of swollen joints, P = 0.02, and the swollen joint index, P = 0.03).
| Variable |
Group |
Mean value at entry (=SE) |
Difference from entry at month 1 |
Difference from entry at month 2 |
Difference from entry at month 3 |
| Joints Swollen (number) |
Collagen |
11.8 = 0.9 |
-2.7=0.5** |
-4.1 = 1.0* |
-3.1 = 1.1* |
| Joints swollen (number) |
Placebo |
12.0 = 0.8 |
2.0 = 1.4 |
0.9 = 1.6 |
1.3 = 1.4 |
| Joints tender to pressure or painful on passive motion
(number) |
Collagen |
15.8 = 1.3 |
-4.1 = 1.1* |
-6.7 = 1.5 |
-5.4 = 1.8* |
| Joints tender to pressure or painful on passive motion
(number) |
Placebo |
15.6 = 0.8 |
1.1 = 1.4 |
-1.1 = 1.7 |
-0.1 = 1.6 |
| Joint-Swelling Index |
Collagen |
13.3 = 1.1 |
-3.4=0.8** |
-4.8 = 1.2* |
-3.1 = 1.4* |
| Joint-Swelling Index |
Placebo |
13.2 = 0.9 |
2.4 = 1.8 |
0.9 = 1.6 |
4.3 = 2.1 |
| Joint-tenderness or pain index |
Collagen |
17.5 = 1.3 |
-5.0=1.2** |
-7.6 = 1.7* |
-5.7 = 2.0* |
| Joint tenderness or pain index |
Placebo |
17.2 = 1.0 |
1.6 = 1.8 |
-0.5 = 2.1 |
3.0 = 2.4 |
| 15-m walk time (s) |
Collagen |
13.2 = 0.6 |
0.0=0.3** |
0.25=0.5** |
0.5=0.6** |
| 15-m walk time (s) |
Placebo |
14.9 = 0.9 |
1.9 = 0.6 |
3.8 = 1.2 |
20.8 = 7.5 |
| Grip Strength (mmHG) |
|
|
|
|
|
| Right |
Collagen |
105 = 9 |
0.1 = 6.0 |
6.3 = 7.8 |
-0.9 = 8.5 |
| Right |
Placebo |
87 = 8 |
-7.3 = 6.2 |
-8.3 = 8.4 |
-16.4 = 8.8 |
| Left |
Collagen |
106=10 |
0.6 = 5.6 |
6.6 = 7.4* |
-0.3 = 8.8 |
| Left |
Placebo |
95 = 8 |
-8.9 = 5.8 |
-9.3 = 10.1 |
-13.8 = 9.7 |
| Morning stiffness duration (min) |
Collagen |
155=51 |
64.8=106 |
51.2 = 100 |
56.4 = 92 |
| Morning stiffness duration (min) |
Placebo |
210=55 |
130=76 |
168=108 |
195=100 |
| Patient assessment (%) |
|
|
|
|
|
| Absent or mild |
Collagen |
21 |
41 |
23* |
36* |
| Moderate |
Collagen |
54 |
33 |
46* |
25* |
| Severe or very severe |
Collagen |
25 |
26 |
31* |
39* |
| Absent or mild |
Placebo |
16 |
21 |
15 |
19 |
| Moderate |
Placebo |
35 |
31 |
23 |
10 |
| Severe or very severe |
Placebo |
48 |
48 |
62 |
71 |
| Physician Assessment |
|
|
|
|
|
| Absent or mild |
Collagen |
18 |
41 |
35 |
32 |
| Moderate |
Collagen |
46 |
33 |
38 |
29 |
| Severe to very severe |
Collagen |
36 |
26 |
27 |
39 |
| Absent or mild |
Placebo |
6 |
21 |
27 |
19 |
| Moderate |
Placebo |
42 |
31 |
12 |
13 |
| Severe to very severe |
Placebo |
52 |
48 |
62 |
68 |
| ESR (mm/hour) |
Collagen |
39 = 6 |
5.1 = 2.9 |
4.9 = 2.8 |
1.7 = 3.9 |
| ESR (mm/hour) |
Placebo |
34 =5 |
9.8 = 5.0 |
7.8 = 5.6 |
3.2 = 2.8 |
| VariableEntry: CollagenEntry: PlaceboThree months: Collagen |
Three months:Placebo |
| Worsening status*7* |
35 |
| Analgesic use**14** |
39 |
| Functional class*** |
|
| I0018 |
13 |
| II575839 |
19 |
| III434239 |
58 |
| IV004 |
10 |
*Represents an increase of 30% or more from the entry value for the
joint-swelling index and the joint-tenderness or pain index (16). Comparison
between groups showed significantly more deterioration in the placebo-treated
patients (P is less than or equal to 0.01 by the Fisher's exact test.)
**Narcotic without anti-inflammatory properties, usually acetaminophen with
codeine, propoxyphene, or pentazocine, prescribed at any time by the clinical
investigator in an attempt to retain flaring patients in the trial. Comparison between groups showed significantly greater numbers of placebo
treated patients requiring narcotics (P < 0.04 by the Fisher's exact test).
***Determined by American Rheumatism Association criteria for functional
class (28) I, no limitation from arthritis; II, mildly restricted; III, Markedly
restricted, and IV, incapacity causing virtual bed or wheelchair existence.
Trend for improvement in the collagen group not significant (P = 0.10 by the x2 trend test.
1. K.L. Sewell and D.E. Trentham, Lancet 341. 283 (1993).
2. D.E. Trentham, A.S. Townes, A.H. Kang, J. Exp. Med. 146, 857,
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3. J.S. Coutenay, M.J. Dallman, A.D. Dayan, A. Martin, B. Mosedale Nature 283, 666 (1980); E.S. Cathcart et al., Lab. Invest. 54, 26 (1986).
4. N.A. Nandriopoulos et al., Arthritis Rheum. 19, 613 (1976); D.E.
Trentham, R.A. Dynesius, R.E. Rocklin, J.R. David, N Engl. J. Med. 299,
327 (1978); A. Tarkowski, L. Klareskog, H. Carlsten, P. Herberts, W.J. Koopman, Arthritis Rheum. 32, 1087 (1989).
5. P.M. Brooks, Lancet 341, 286 (1993).
6. P.J. Higgins and H.L. Wiener, J. Immunol. 140, 440 (1988).
7. D. Bitar and C.C. Whitacre, Cell. Immunol. 112, 364 (1988); C.C.
Whitacre, I.E. Gienapp, C.G. Orosz, D. Bitar, J. Immunol. 147, 215
(1991).
8. R.B. Nussenblatt et al, J. Immunol. 144, 1689 (1990).
9. O. Lider, M.B. Santos, C.S.Y. Lee, P.J. Higgins, H.L. Weiner, ibid. 142,
748 (1989).
10. A. Miller, O. Lider, H.L. Weiner J. Exp. Med. 174, 791 (1991); S.J.
Khoury, W.W. Hancock, H.L. Weiner, ibid. 176, 1355 (1992); A. Miller, O. Lider,
A. Roberts, M.B. Sporn, H.L. Weiner, Proc. Natl. Acad. Sci. U.S.A. 89,
421 (1992).
11. Z.J. Zhang, L. Davidson, G. Eisenbarth, H.S. Weiner, Proc. Natl. Acad.
Sci. U.S.A. 88, 10252 (1991).
12. H.L. Weiner et al., Science 259, 1321 (1993).
13. C. Nagler-anderson, L.A. Bober, M.E. Robinson, G.W. Siskind, G.J.
Thorbecke, Proc. Natl. Acad. Sci. U.S.A. 83, 7443 (1986); h.s.g. Thompson
and N.A. Staines, Clin. Exp. Immunol. 64, 581 (1986).
14. Z.J. Zhang, C.S.Y. Lee, O. Lider, H.L. Weiner, J. Immunol. 145,
2489 (1990).
15. Native type II collage, isolated from sternal cartilage of chicks
rendered lathyritic by administration of 8-aminopropionitrile (2), was used to
treat the first rive subjects in the phase I pilot study. Subsequent patients in
the pilot trial and in the double-blind study received type II collagen purified
from nonlathyritic chicken sternal cartilage by the identical technique (2) and
obtained from Genzyme (Boston, MA). Preparations were analyzed for purity by
standard biochemical methods (2, 35) and tested for arthritogenicity and
tosicity in rats (2) with findings of batch-to-batch equivalency. Collagen was
stored in a lyophilized state (2) at -20C with desiccant. The protein was
solubilized in 0.1 M acetic acid for -12 hours at 4 C, sterilized by membrane
filtration, and aliquoted into individual 1.0-ml doses in sterile tubes. Tubes
sufficient for about 2 weeks of treatment were delivered on ice to patients and
maintained under refrigeration until use. For oral administration, the 1.0-ml
aliquot was added to 4 to 6 ounces (118 to 177 ml) of cold orange juice and the
mixture drunk immediately. Orange juice provided an additional acid vehicle to
inhibit precipitation of collagen and masked the taste of acetic acid. All
dosing occurred in the morning on an empt stomach at least 20 min before
breakfast or ingestion of other fluids. Smoking was not permitted during this
interval.
16. M.E. Weinblatt et al., N. Engl. J. Med. 312, 818 (1985); K.L.
Sewell et al., Arthritis Rheum., in press.
17. R.S. Pinals, A.T. Masi, R.A. Larsen, Arthritis Rheum, 24,
1308(1981).
18. The following requirements determined eligibility: (i) American
Rheumatism Assocation (ARA) criteria for classic or definite rheumatoid
arthritis (16); (ii) onset of the disease at age 16 or older; (iii) age of at
least 18 years; (iv) ARA functional class unresponsive to at least one
immunosuppressive (Table 1); and (vi) severe active disease defined by at least
three of the following: at least nine painful or tender joints, at least six
swollen joints, at least 45 min of morning stiffness, or at least 28 mm/hour ESR.
Exclusion criteria included a degree of structural joint damage not amenable to
physical rehabilitation if inflammation subsided after treatment or a serious
concurrent medical problem. Some patients (n=39) represented referrals for
treatment of refractory disease by rheumatologists outside Boston; others (n-10)
had received experimental therapy for rheumatoid arthritis in the past.
19. The study was approved by the Beth Israel Hospital Committee on Clinical
Investigations and conducted under an investigator-initiated Investigational New
Drug (IND) permit from the U.S. Food and Drug Administration.
20. Because of the possiblity that patients would receive ineffective therapy
or a placebo, study medication was begun immediately after the patient
discontinued immunosuppressive drugs (Table 1); patients receiving parenteral
gold were not entered because prolonged carryover effects could influence the
outcome. Patients remained on their NSAID, prednisone dose (less than or equal
to 10 mg/day), or both, during the 3-month treatment period. NSAID substitution,
increases in NSAID or prednisone dose, or initiation of any other antirheumatic
therapy with the exception of analgesic agents and intraarticular steroids
represented protocol violations. If applicable, patients were requested to
practice contraception.
21. A biostatistician (E.J.O.) randomized each patient to either the active
or placebo treatment group in blocks of six, stratified by functional class (28)
severity.
22. The placebo consisted of 1.0-ml doses of 0.1 M acetic acid subjected to
membrance filtration.
23. Three investigators (D.C., C.L., and K.L.S.) obtained the randomization
and prepared medication but did not have access to clinical data. No unblinding
occurred.
24. Conventional instruments were used to measure RA activity (16). Assistive
devices were permitted for walk times. The clinical investigator cared for the
patients during the trial and was responsible for safety monitoring. Laboratory
safety assessment was performed immediately before randomization and at 2, 4, 8,
and 12 weeks thereafter. The assessment comprised a complete blood count,
differential and platelet count, liver and rebal funtion tests, prothrombin and
partial thromboplastin times, urinalysis, and ESR. HLA typing was performed for
the alleles of the A,B, C and DR/DQ loci (36). Serum immunoglobin M (IgM)
rheumatoid factor titers were determined by nephelmonetry and IgG antibody
titers to native type II collagen (expressed as -log2) by
enzyme-linked immunosorbent assay (37) immediately before and at the end of
collagen or placebo administration.
25. Before unbinding, decisions were made concerning the analysis of five
subjects (8%) that failed to complete the study. One was noncompliant and
withdrew for personal reasons on day 40 after only a baseline examination. This
patient was excluded from analysis and had been randomized to collagen. Four
discontinued their study medication before the end of the 3-month treatment
because of worsening arthritis. They were assinged the worst score in the sample
for the remainder of the study and included in the analysis. All four had been
randomized to placebo. One protocol violation pccurred with a patient who
increased the daily dose of prednisone from 5 mg to 10 mg just before month 2.
Because the patient continued to do poorly and the 10-mg dose was consistent
with eligibility requirements, the patient was included in the analyses; the
patient had been randomized to collagen. No steroid injections or other problems
with compliance occurred.
26. Comparisons between collagen- and placebo-treated patients were performed
with the Wilcoxon rank-sum test for continuous measures (such as the number of
swollen joints), the Fisher's exact test for dichotomous measures (such as
narcotic usage), and the x2 trend test ofr functional class and
patient and physician assessments. All measured end points such as the number of
swollen joints were compared with entry values before testing; qualitative
measures, such as patient and physician assessments and functional class, are
presented and analyzed without adjustment for baseline responses. The Student's
paired t test was used to assess whether chnages in the collagen group
represented significant improvements over baseline values. Reported P values were two-sided.
27. Complete resolution is a more rigorous extension of RA remission criteria
(17), preformulated because of the magnitude of improvement in some patients in
the initial trial, and is defined by the following conditions: no swollen or
tender joints, no morning stiffness or afternoon fatigue, absent arthritis on
physician and patient appraisals, functional class I status, and normal ESR (<28
mm/hour) while off prednisone.
28. O. Steinbrocker, C.H. Traeger, R.C. Batterman, J. Am. Med. Assoc. 140, 659 (1949).
29. Rather than assigning the placebo patients who withdrew from the trial
the worst observed value (25), they were given the value from their last visit.
Because one of the four dropped out before the 1-month follow-up, that patient
was removed from all analyses, reducing the sample size to 28 collagen and 30
placebo patients. By this analysis, the number of tender joints,
joint-tenderness index, walk time, patient assessment of severe or very severe
disease, and analgesic use was significantly (P is less than or equal to 0.05)
improved in the collagen group compared with the placebo group.
30. H.J. Williams et al., Arthritis Rhuem. 31, 702 (1988).
31. Analysis of variance showed no significant interaction between treatment
effectiveness (as measured by changes in the number of swollen joints, tender
joints, or walk time) and any characteristic in Table 1.
32. R. Nussenblatt, personal communication.
33. A. Friedman and H.L. Weiner, J. Immunol. 150, 4A (1993): H.L.
Weiner et al., Ann. Rev. Immunol., in press.
34. A. Al-Sabbagh, A. Miller, R.A. Sorbel, H.L. Weiner, Neurology 42
(suppl.3), 346 (1992).
35. S.M. Helfgott, R.A. Dynesius-Trentham, E. Brahn, D.E. Trenthma, J.
Exp. Med. 162, 1531 (1985).
36. G.M. Kammer and D.E. Trentham, Arthritis Rheum. 27, 489 (1984).
37. S.M. Helfgott et al., Lancet 337, 387 (1991).
38. Supported by NIH grants MO1 RRO1032 and AG00294 and by a grant from
Autoimmune Inc. We thank E. Milford and C.B. Carpenter for HLA-typing. In
accordance with disclosure guidelines of the Harvard Medical School, D.A.H. and
H.L.W. have a financial interest in Autoimmune Inc.
9 June 1993; accepted 23 August 1993